Main Thematic Innovation ETF (TMAT)

Main Thematic Innovation ETF (TMAT)

FUND OBJECTIVE

The Main Thematic Innovation ETF (TMAT) seeks to outperform the MSCI ACWI Index® in rising markets while limiting losses during periods of decline.

FUND SUMMARY

The Main Thematic Innovation ETF (TMAT) seeks to achieve its objective through dynamic thematic rotation. Main focuses its research primarily on identifying emerging, disruptive, and innovative themes that have a large market demand or “addressable market.” The fund rotates among themes with large addressable markets which may range from nascent technologies to those on the cusp of widespread adoption and buys securities of ETFs investing in those themes.

FUND PRICES

NAV
  • Net Asset Value
  • 22.33
  • Change
  • $-0.78
  • -3.38%
MARKET PRICE
  • Closing Price
  • $22.33
  • Change
  • $-0.77
  • -3.33%

PREMIUM/DISCOUNT

  • $0.00

FUND DETAILS

As of 09/20/2021
  • TICKER
  • TMAT
  • PRIMARY EXCHANGE
  • Cboe BZX Exchange
  • CUSIP
  • 66538H278
  • INCEPTION DATE
  • 01/29/2021
  • DISTRIBUTION FREQ.
  • SEMI-ANNUAL
  • TOTAL ASSETS
  • $72,121,082
  • TOTAL ANNUAL FUND OPERATING EXPENSES AFTER FEE WAIVER*
  • 1.65%
  • 30 Day Median Bid/Ask Spread
  • 0.26%

The median bid-ask spread is calculated by identifying the national best bid and national best offer ("NBBO") for each fund as of the end of each 10 second interval during each trading day of the last 30 calendar days and dividing the difference between each such bid and offer by the midpoint of the NBBO. The median of those values is identified and that value is expressed as a percentage rounded to the nearest hundredth.

*The Fund’s adviser, Main Management ETF Advisors, LLC (the “Adviser”), has contractually agreed to reduce its fees and/or absorb expenses of the Fund, until at least July 31, 2031, to insure that total annual fund operating expenses after fee waiver and/or reimbursement (exclusive of any front-end or contingent deferred loads, taxes, brokerage fees and commissions, borrowing costs (such as interest and dividend expense on securities sold short), acquired fund fees and expenses, fees and expenses associated with investments in other collective investment vehicles or derivative instruments (including for example option and swap fees and expenses), or extraordinary expenses such as litigation (which may include indemnification of Fund officers and Trustees, contractual indemnification of Fund service providers (other than the Adviser))) will not exceed 0.99% of the Fund’s average daily net assets.

DISTRIBUTIONS DATA

EX DATE
RECORD DATE
PAY DATE
ST CAP GAINS
LT CAP GAINS
ORDINARY
INCOME
TOTAL DISTRIBUTION
AMOUNT
EX DATE
06/24/2021
RECORD DATE
06/25/2021
PAY DATE
06/30/2021
ST CAP GAINS
$0.00
LT CAP GAINS
$0.00
INCOME/OTHER
$0.02
TOTAL DISTRIBUTION AMOUNT
$0.02

Portfolio holdings are subject to change and should not be considered investment advice.

TOP 10 HOLDINGS

HOLDINGS (.CSV)
SYMBOL
NAME
MARKET PRICE ($)
SHARES HELD
MARKET VALUE ($)
NET ASSETS (%)
SYMBOL
ARKG
NAME
ARK GENOMIC REVOLUTION ET
MARKET PRICE ($)
$80.33
SHARES HELD
80,750
MARKET VALUE ($)
$6,486,648
NET ASSETS (%)
9%
SYMBOL
ARKF
NAME
ARK FINTECH INNO
MARKET PRICE ($)
$51.16
SHARES HELD
140,505
MARKET VALUE ($)
$7,188,236
NET ASSETS (%)
10%
SYMBOL
CNBS
NAME
AMPLIFY CANNABIS
MARKET PRICE ($)
$18.89
SHARES HELD
148,580
MARKET VALUE ($)
$2,806,676
NET ASSETS (%)
4%
SYMBOL
CLOU
NAME
GLOBAL X-CLOUD
MARKET PRICE ($)
$30.01
SHARES HELD
213,180
MARKET VALUE ($)
$6,397,532
NET ASSETS (%)
9%
SYMBOL
BOTZ
NAME
GLOBAL X ROBOTIC
MARKET PRICE ($)
$38.14
SHARES HELD
174,420
MARKET VALUE ($)
$6,652,379
NET ASSETS (%)
9%
SYMBOL
ETHE
NAME
GRAYSCALE ETHER
MARKET PRICE ($)
$29.55
SHARES HELD
77,520
MARKET VALUE ($)
$2,290,708
NET ASSETS (%)
3%
SYMBOL
TAN
NAME
INVESCO SOLAR ETF
MARKET PRICE ($)
$80.87
SHARES HELD
125,930
MARKET VALUE ($)
$10,183,959
NET ASSETS (%)
14%
SYMBOL
KSTR
NAME
K/S SSE STR M 50
MARKET PRICE ($)
$22.48
SHARES HELD
177,650
MARKET VALUE ($)
$3,993,572
NET ASSETS (%)
6%
SYMBOL
ONLN
NAME
PROSHRS ONLINE
MARKET PRICE ($)
$67.74
SHARES HELD
85,595
MARKET VALUE ($)
$5,798,205
NET ASSETS (%)
8%
SYMBOL
PAWZ
NAME
PROSHR PET CARE
MARKET PRICE ($)
$80.47
SHARES HELD
85,595
MARKET VALUE ($)
$6,887,830
NET ASSETS (%)
10%

ETF shares are not redeemable with the issuing fund other than in large Creation Unit aggregations. Instead, investors must buy or sell ETF Shares in the secondary market with the assistance of a stockbroker. In doing so, the investor may incur brokerage commissions and may pay more than net asset value when buying and receive less than net asset value when selling. The NAV of the Fund’s shares is calculated each day the national securities exchanges are open for trading as of the close of regular trading on the New York Stock Exchange (“NYSE”), normally 4:00 p.m. Eastern time (the “NAV Calculation Time”). Shares are bought and sold at market price not NAV. Beginning November 2, 2020, market price returns are calculated using the closing price and account for distributions from the funds.  Prior to November 2, 2020, market price returns were calculated using the midpoint price and accounted for distributions from the fund.  The midpoint is the average of the bid-ask prices at 4:00 PM ET (when NAV is normally determined for most funds).

An active secondary market for the Fund’s shares may not exist. Although the Fund’s shares will be listed on an exchange, subject to notice of issuance, it is possible that an active trading market may not develop or be maintained. There is no guarantee that distributions will be paid.

Investing involves risk including the possible loss of principal. There is no assurance that the Fund will achieve its investment objectives.

Equity securities are susceptible to general stock market fluctuations and to volatile increases and decreases in value. Investments in foreign securities could subject the Fund to greater risks including, currency fluctuation, economic conditions, and different governmental and accounting standards. The earnings and prospects of small and medium sized companies are more volatile than larger companies and may experience higher failure rates than larger companies. Overall market risks may also affect the value of the Fund. Factors such as domestic economic growth and market conditions, interest rate levels and political events affect the securities markets.

Investors should carefully consider the investment objectives, risks, charges and expenses of the Main Sector Rotation ETF. This and other important information about the Fund is contained in the prospectus, which can be obtained by calling 1-866-383-9778. The prospectus should be read carefully before investing. The Fund is distributed by Northern Lights Distributors, LLC, Member FINRA/SIPC. Main Management ETF Advisors, LLC is not affiliated with Northern Lights Distributors, LLC.

4187-NLD-1/28/2021.