SECA US

Main Active Rotation ETF

Main Active Rotation ETF (the “Fund”) seeks to outperform the S&P 500 in rising markets while limiting losses during periods of decline through dynamic stock/sector allocation based on fundamental analysis and catalyst identification.

Exchange
Cboe BZX
CUSIP
66537J 770
Fund Inception
09/2026
SMA Strategy Inception
09/2002
Distribution
Quarterly

Fund Pricing

As of 10/06/2026
NAV

Market Price

$25.57

Market Change

$0.17 (0.67%)

Premium/Discount

$0.01

30-Day Median Bid/Ask

0.05%

$456,209,655.22

Total Net Assets

0.69%

Net Expense Ratio

0.69%

Gross Expense Ratio

7+ Years

ETF Track Record

Investment Strategy

The Main Active Rotation ETF seeks to achieve its objective through dynamic sector/stock allocation.

The Fund focuses its research on sector/stock selection for sector-based equity ETFs and equity securities by carefully reviewing the sectors, industries, and sub-industries in the Fund’s portfolio. The Adviser chooses sectors/stocks it believes are undervalued and poised to respond favorably to financial market catalysts

Top Holdings as of the most recent market close

Top 10 holdings as of most recent quarter
Portfolio holdings are subject to change and should not be considered investment advice
Symbol Name Market Price Weight
XLK US SS TECH SEL SECT $202.00
10.33%
ORCL US ORACLE CORP $144.77
6.39%
XLF US SS FINANCIAL SEL $54.01
4.75%
VIS US VANGUARD IND ETF $329.70
4.33%
QQQM US INVES NASDAQ 100 $312.76
4.28%
XLV US SS HEALTH CARE $167.09
4.24%
VGT US VANGUARD INF T E $129.80
3.98%
XLC US SS COMM SLCT ETF $111.65
3.71%
SPY US SS S&P 500 ET-US $779.09
3.26%
XLY US SS CONSUMER DISC $111.72
3.22%

Performance

Standardized performance as of most recent quarter-end

The performance data quoted here represents past performance. Current performance may be lower or higher than the performance data quoted above. Past performance is no guarantee of future results. The investment return and principal value of an investment will fluctuate so that investor’s shares, when redeemed, may be worth more or less than their original cost. For performance information current to the most recent month-end, please call toll-free 866-383-9778.

Distributions

Quarterly distribution history

Ex-Date Pay Date Income Total Amount
*Showing recent 4 distributions. View more
SECTOROVER/UNDERACTIVE WEIGHTSS&P 500 WEIGHTSRELATIVE WEIGHTING
UTILITIESOVERWEIGHT6.2%2.2%2.8x
MATERIALSOVERWEIGHT3.9%1.8%2.2x
FINANCIALSOVERWEIGHT18.2%11.7%1.6x
INDUSTRIALSOVERWEIGHT12.4%8.8%1.4x
ENERGYOVERWEIGHT3.6%3.0%1.2x
INFORMATION TECHNOLOGYOVERWEIGHT43.7%37.9%1.2x
CONSUMER DISCRETIONMARKET WEIGHT9.6%9.3%1.0x
REAL ESTATEUNDERWEIGHT0.0%1.8%0.0x
HEALTH CAREUNDERWEIGHT0.2%8.9%0.0x
COMMUNICATION SERVICESUNDERWEIGHT0.8%9.7%0.1x
CONSUMER STAPLESUNDERWEIGHT0.4%4.6%0.1x
TOTAL100%100%--
SIZE / STYLE0.0%----
CASH & EQUIVALENTS1.1%0.4%--
As of 6/30/2026

Important Disclosures

Principal Risks

Investment Risk: There is the risk that you could lose money through your investment in the Fund. The Fund is subject to management risk because it is an actively managed portfolio.

Equity Risk: The value of the equity securities held by the Fund may fall due to general market and economic conditions, perceptions regarding the industries in which the issuers of securities held by the Fund participate, or factors relating to specific companies in which the Fund invests.

Sector Concentration Risk: Because the Fund may focus on one or more sectors of the economy, its performance may depend on the performance of those sectors and investments focused in any one sector are subject to more volatility than investments that diversify across sectors.

ETF Risk: The Fund is an exchange-traded fund (ETF). An investment in an ETF presents the same primary risks as an investment in a conventional fund (i.e., one that is not exchange-traded) that has the same investment objectives, strategies and policies.

The Fund is newly formed and has no operating history.

There is the risk that you could lose money through your investment in the Fund. The Fund may have significant exposure to a limited number of issuers conducting business in the same sector or group of sectors. Market conditions, interest rates, and economic, regulatory, or financial developments could significantly affect a single sector or a group of sectors. ETFs are subject to specific risks, depending on the nature of the underlying strategy of the fund. These risks could include liquidity risk, sector risk, as well as risks associated with fixed income securities, real estate investments, and commodities, to name a few. As a seller (writer) of a put option, the Fund will tend to lose money if the value of the reference index or security falls below the strike price. As the seller (writer) of a call option, the Fund may experience lower returns if the value of the reference index or security rises above the strike price. Investments in foreign securities could subject the Fund to greater risks including currency fluctuation, economic conditions, and different governmental and accounting standards. The earnings and prospects of small and medium sized companies are more volatile than larger companies and may experience higher failure rates than larger companies. There is no guarantee that any investment strategy will achieve its objectives, generate profits or avoid losses

Investors should carefully consider the investment objectives, risks, charges and expenses of the Main Sector Rotation ETF. This and other important information about the Fund is contained in the prospectus, which can be obtained by calling 1-866-383-9778. The prospectus should be read carefully before investing. The Main Sector Rotation ETF is distributed by Northern Lights Distributors, LLC, Member FINRA/SIPC. Main Management ETF Advisors, LLC is not affiliated with Northern Lights Distributors, LLC.

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